生物多样性

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代理种方法在城乡生态空间治理中的应用: 认知重构、路径嵌入与实施框架

沈舟1,3, 尹海伟1,2,3*, 孔繁花4, 黄淑萍2, 刘宏庆4, 苏子康1,3, 张杰辉5   

  1. 1. 南京大学建筑与城市规划学院, 南京 210093; 2. 福建理工大学建筑与城乡规划学院, 福州 350118; 3. 南京大学城市AI与绿色人居环境营造省高校重点实验室, 南京 210093; 4. 南京大学地理与海洋科学学院, 南京 210023; 5. 福建理工大学管理学院, 福州 350118
  • 收稿日期:2026-03-09 修回日期:2026-06-02 接受日期:2026-06-13
  • 通讯作者: 尹海伟
  • 基金资助:
    “十四五”国家重点研发计划项目(2024YFF1307100); 国家自然科学基金重点基金项目(42530514); 江苏省研究生科研与实践创新计划项目(KYCX25_0365); 国家留学基金管理委员会国家公派研究生项目(202506190136)

Surrogate species approach in urban-rural ecological spatial governance: Cognitive reconstruction, path embedding and implementation framework

Zhou Shen1,3, Haiwei Yin1,2,3*, Fanhua Kong4, Shuping Huang2, Hongqing Liu4, Zikang Su1,3, Jiehui Zhang5   

  1. 1 School of Architecture and Urban Planning, Nanjing University, Nanjing 210093, China 

    2 College of Architecture and Planning, Fujian University of Technology, Fuzhou 350118, China 

    3 Key Laboratory of Urban AI and Green Built Environment of Provincial Higher Education Institutes, Nanjing University, Nanjing 210093, China 

    4 School of Geography and Ocean Science, Nanjing University, Nanjing 210023, China 

    5 School of Management, Fujian University of Technology, Fuzhou 350118, China

  • Received:2026-03-09 Revised:2026-06-02 Accepted:2026-06-13
  • Contact: Haiwei Yin
  • Supported by:
    National Key Research and Development Program of China(2024YFF1307100); Key Program of the National Natural Science Foundation of China(42530514); Graduate Research and Innovation Projects of Jiangsu Province(KYCX25_0365); Program of China Scholarship Council(202506190136)

摘要: 在全球生物多样性持续丧失与保护主流化加速推进的背景下,如何将复杂生态知识有效转化为可纳入空间治理过程的规划证据,已成为城乡生态空间治理面临的重要议题。代理种方法因能够以较低的信息与管理成本识别关键生态对象、表征重要生态过程并支持保护优先序识别与空间干预设计,一直是保护生物学与生态学领域的重要工具。但其概念体系、转译逻辑与应用方式大多形成于自然保护地和物种保育语境,尚难直接回应国土空间规划所强调的多目标协同、规则表达与实施反馈等需求。基于此,本文从城乡生态空间治理的实践需求出发,对代理种方法进行重新审视与系统讨论:在概念层面,辨析其主要类型及功能边界,提出面向规划语境的内涵界定;在方法层面,构建“生态位-过程-规划”耦合的转译逻辑,以及“生态本底-干扰强度-规划目标”三维分析框架,阐明代理种如何在不同城乡情境中由生态知识转化为空间证据;在应用层面,结合城市建成区、城乡过渡带和流域乡村带三类典型情境,讨论代理种的技术路径及其在市县级以下国土空间规划中的主要承接重点;在实施层面,进一步提出由现实约束、基础支撑与适应性机制共同构成的实施框架,以回应代理种方法在制度协同、持续监测和动态调适方面的现实要求。本文认为,代理种方法的意义不在于以少量物种替代全部生态复杂性,而在于为城乡生态空间治理提供一条由生态识别走向空间证据、再进入规划实施与反馈过程的中介路径。未来应在动态情景模拟、跨尺度转译、多目标协同评估、制度化承接及智能技术赋能等方面进一步深化研究,以提升其在城乡生态空间治理中的适用性与实践效能。

关键词: 代理种, 生物多样性主流化, 国土空间规划, 生态网络, 蓝绿基础设施, 空间治理

Abstract

Background& Aim: Amid accelerating biodiversity loss and the growing mainstreaming of biodiversity conservation in policy and planning, a central challenge for urban-rural ecological spatial governance is how to translate complex ecological knowledge into spatial evidence that can inform planning and management. The surrogate species approach has long been valued in conservation biology because it can organize ecological information, identify conservation priorities, and support spatial intervention at relatively low informational and managerial cost. However, most existing applications remain rooted in protected-area designation and species-oriented conservation, and are not readily transferable to the multi-objective, multi-scalar, and implementation-oriented context of territorial spatial planning. This paper aims to reconsider the surrogate species approach from the perspective of urban-rural ecological spatial governance, clarify its planning-oriented conceptual boundaries, and explore how it may be translated into operational planning evidence and implementation pathways. 

Findings: The review shows that the surrogate species approach has gradually expanded from protected-area selection and species conservation toward broader spatial governance contexts, including ecological network construction, green-blue infrastructure optimization, watershed governance, and urban biodiversity enhancement. Nevertheless, several limitations remain. Conceptual boundaries among different surrogate-related categories are still blurred; application experiences are often fragmented and case-specific; cross-scenario and cross-scale integration is insufficient; and the spatial evidence derived from surrogate species has not been effectively incorporated into statutory planning processes. In response to these gaps, this paper develops a planning-oriented interpretive framework for the surrogate species approach. It proposes a translation logic linking ecological niches, ecological processes, and spatial planning, establishes a three-dimensional analytical framework structured around ecological baselines, disturbance intensity, and planning objectives, and discusses differentiated technical pathways for three typical scenarios: urban built-up areas, urban-rural transitional zones, and watershed-rural zones. It further identifies the main planning interfaces through which surrogate-species-based spatial evidence can enter county- and lower-level master plans, detailed plans, and special plans, and outlines an implementation framework composed of practical constraints, supporting conditions, and adaptive operation. 

Recommendations: The significance of the surrogate species approach does not lie in replacing the full complexity of ecosystems with a few representative species, but in providing an intermediate pathway through which ecological recognition can be transformed into spatial evidence and further incorporated into planning, implementation, and feedback processes. Future research should strengthen dynamic scenario simulation, cross-scale translation, multi- objective evaluation, institutional embedding, and the integration of intelligent technologies, so as to enhance the applicability and practical effectiveness of the surrogate species approach in urban-rural ecological spatial governance.

Key words: surrogate species, biodiversity mainstreaming, territorial spatial planning, ecological networks, green-blue infrastructure, spatial governance