生物多样性

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流离生物负责任处置: 概念边界、最低证据要求 与中国治理建议

周可新*   

  1. 生态环境部南京环境科学研究所, 南京 210042
  • 收稿日期:2026-06-07 修回日期:2026-07-31 接受日期:2026-10-09
  • 通讯作者: 周可新

Responsible disposition of displaced organisms: Conceptual boundaries, minimum evidence requirements and governance recommendations in China

Kexin Zhou*   

  1. Nanjing Institute of Environmental Sciences, Ministry of Ecology and Environment, Nanjing 210042, China
  • Received:2026-06-07 Revised:2026-07-31 Accepted:2026-10-09
  • Contact: Kexin Zhou
  • Supported by:
    the National Social Science Fund of China(25BSH110)

摘要: 因救护收容、执法查没、贸易活动、灾害、人与野生动物冲突、弃养及公众放生等原因进入处置程序的活体生物,其物种身份、地理来源、健康状况、遗传背景及释放地适宜性常存在显著不确定性。本文旨在界定“流离生物”及其处置的操作定义,梳理国际规范演进脉络,分析国内制度衔接缺口,并提出基于证据的分级处置框架。本文系统梳理了世界自然保护联盟(IUCN)1987–2025年间关键指南文件的递进式规范逻辑,以及濒危野生动植物种国际贸易公约(CITES)、《生物多样性公约》(CBD)、生物多样性和生态系统服务政府间科学政策平台(IPBES)和世界动物卫生组织(WOAH)的相关要求;深入剖析我国野生动物保护、生物安全、口岸检疫、外来入侵物种防控、水生生物增殖放流及动物放生管理等制度现状;将流离生物处置分解为接收登记与证据保全、物种与来源确认、外来或入侵风险筛查、隔离检疫与健康评估、遗传适宜性评估、行为与福利及释放地评估、分级处置方式、释放后监测与结果归档8个环节,逐一提出最低证据要求。研究发现,国际规范的演进呈现4个递进重点: 防范有害引种、约束保护转移、应对来源不明个体处置、纳入“同一健康”与社会治理视角。国内现行法律规章已覆盖部分流离场景,但制度衔接仍存在3类缺口: 一是接收登记、执法证据、检疫移交与释放后监测分属不同部门,交接标准尚不统一;二是基层分类鉴定、脱氧核糖核酸(DNA)条形码、来源可信度分级与遗传适宜性评估能力不足;三是释放地承载力、社区沟通、应急预案及失败案例归档仍不充分。制约当前工作的核心瓶颈并非原则性规范缺失,而是各环节尚未形成稳定、可记录、可追溯的执行程序。建议应以最低证据要求与禁止释放情形清单为刚性约束,构建“接收登记—最低证据审查—禁止释放情形判断—分级处置—监测归档”五环节流程。禁止释放情形包括: 物种或地理来源无法确认;外来入侵物种或具有潜在入侵风险的外来物种、杂交种或转基因个体;病残或未完成检疫个体;市场购买用于放生的个体;释放地不在自然分布区或生境不适宜;缺乏责任主体和监测安排的规模化释放项目。对于不宜释放的个体,可采纳长期照护、迁地保育、原产地合作遣返、非伤害性科研教育活动及依法人道处置等负责任替代方式。近期应优先制定跨部门处置技术指引与配套表单,建立禁止释放情形清单并开展地方试点;中长期需建设DNA条形码库、病原检测目标清单与全国案例库,将公众参与从“购买放生”引导到栖息地修复、外来入侵物种清理、科学监测协助等低风险保护行动,从而将公众保护意愿与执法处置压力转化为可验证的生物多样性保护成效。

关键词: 流离生物, 负责任处置, 最低证据要求, 禁止释放情形, 生物多样性治理, 中国

Abstract

Context: Live organisms entering disposition procedures through rescue and rehabilitation, law enforcement confiscation, trade circulation, disasters, human–wildlife conflict, abandonment, and public release—referred to in this paper as “displaced organisms” — often carry substantial uncertainties regarding taxonomic identity, geographic provenance, health status, genetic background, and release-site suitability. This paper aims to define the working concepts of “displaced organisms” and “disposition of displaced organisms,” trace the evolution of international norms and identify gaps in China’s domestic institutional coordination, and propose an evidence-based tiered disposition framework. 

Analytical approach: We combined a narrative review with policy analysis, systematically examining the progressive normative logic of key International Union for Conservation of Nature (IUCN) guidelines from 1987 to 2025, together with relevant requirements of Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES), Convention on Biological Diversity (CBD), Intergovernmental Science-Policy Platform on Biodiversity and Ecosystem Services (IPBES), and World Organisation for Animal Health (WOAH). We further analyzed China’s current institutional landscape, including wildlife protection, biosafety, port quarantine, invasive alien species prevention and control, stock enhancement of aquatic organisms, and animal release management. The disposition process was decomposed into eight linked stages—intake registration and evidence preservation, species and provenance confirmation, alien or invasive risk screening, quarantine and health assessment, genetic suitability assessment, behavioral and welfare and release-site assessment, tiered disposition approaches, and post-release monitoring and outcome archiving—with minimum evidence requirements proposed for each stage. 

Findings: The evolution of international norms shows four progressive emphases: preventing harmful introductions, regulating conservation translocations, addressing the disposition of individuals of unknown origin, and incorporating One Health and social governance perspectives. China’s existing legal and regulatory framework already covers some displacement scenarios, but three categories of institutional coordination gaps persist: first, intake registration, law enforcement evidence, quarantine handover, and post-release monitoring fall under different authorities without unified transfer standards; second, grassroots capacity for taxonomic identification, DNA barcoding, provenance reliability grading, and genetic suitability assessment remains insufficient; third, release-site carrying capacity, community communication, contingency planning, and archiving of failed cases are still inadequate. The core bottleneck is not a lack of general principles, but the absence of stable, recordable, and traceable procedures throughout these stages. 

Policy implications: Minimum evidence requirements and a no-release conditions list should serve as binding constraints, establishing a five-step process of “intake registration – minimum evidence review – no-release determination – tiered disposition – monitoring and archiving.” No-release conditions include: species, subspecies, or geographic provenance unconfirmable; alien species, potentially invasive species, hybrids, or genetically modified individuals; sick, injured, or unquarantined individuals; individuals purchased from markets for release; release site outside the natural distribution range or habitat unsuitable; and large-scale release projects lacking responsible entities and monitoring arrangements. For individuals deemed unsuitable for release, responsible alternatives such as long-term care, ex situ conservation, cooperative repatriation to countries of origin, non-harmful scientific research and education, and lawful humane disposition should be adopted. In the near term (1–2 years), priority should be given to formulating cross-sectoral technical guidelines with supporting forms, establishing a no-release conditions list, and launching pilot programs. In the medium term (3–5 years), a deoxyribonucleic acid (DNA) barcode reference library, targeted pathogen testing lists, and a national case repository should be developed. Over the long term (over 5 years), public participation should be redirected from “purchase for release” to low-risk conservation actions such as habitat restoration, invasive alien species removal, and scientific monitoring assistance, thereby transforming public conservation goodwill and law enforcement disposition pressure into verifiable biodiversity conservation outcomes.

Key words: displaced organisms, responsible disposition, minimum evidence requirements, no-release conditions, biodiversity governance, China