
生物多样性 ›› 2026, Vol. 34 ›› Issue (6): 26073. DOI: 10.17520/biods.2026073 cstr: 32101.14.biods.2026073
收稿日期:2026-03-06
接受日期:2026-05-20
出版日期:2026-06-20
发布日期:2026-07-30
通讯作者:
*共同通讯作者 E-mail: ping@guet.edu.cn; wyd@guet.edu.cn
基金资助:
Baoping Li*(
), Zhanhao Zhang, Yadan Wei*(
)
Received:2026-03-06
Accepted:2026-05-20
Online:2026-06-20
Published:2026-07-30
Contact:
*Co-authors for correspondence. E-mail: ping@guet.edu.cn; wyd@guet.edu.cn
Supported by:摘要: 《生物多样性公约》及其项下《名古屋议定书》构建了全球生物多样性获取与惠益分享的核心国际法框架, 旨在通过公平公正的利益分配推动生物多样性保护与可持续利用。中国作为首批缔约方, 已将该制度纳入国家战略, 并通过《知识产权强国建设纲要》等政策文件及《昆明-蒙特利尔全球生物多样性框架》等成果践行着大国担当。然而, 在人工智能技术重塑生态治理模式、全球生物多样性保护进入数智化新阶段的背景下, 获取与惠益分享制度仍面临核心术语界定适配性不足、权属分置与操作程序滞后、国际公约之间的协同不畅等挑战, 尚未形成与数智化发展相适应的成熟制度体系。本文立足当前人工智能与生态环境前沿发展态势, 结合跨境遗传资源数据采集、算法育种、传统知识数字化开发等典型实践案例, 提出应精准界定核心术语适配标准、构建人工智能赋能的权属分置与流程优化机制, 以及建立智能协同的国际公约协调体系等对策, 为中国高质量履行《生物多样性公约》, 实现遗传资源与传统知识的可持续利用及公平惠益分享提供技术支撑与制度参考。
李保平, 张展豪, 魏雅丹 (2026) 人工智能背景下中国履行《生物多样性公约》获取与惠益分享制度的挑战与优化路径. 生物多样性, 34, 26073. DOI: 10.17520/biods.2026073.
Baoping Li, Zhanhao Zhang, Yadan Wei (2026) Challenges and optimization paths for China in implementing the access and benefit-sharing system of the Convention on Biological Diversity in the context of artificial intelligence. Biodiversity Science, 34, 26073. DOI: 10.17520/biods.2026073.
| 项目 Item | 公约要旨 Core objective | 与CBD关系 Relationship with CBD | 遗传资源获取与惠益分享核心规则 Core rules on access and benefit-sharing of genetic resources | 传统知识获取与惠益分享规则 Rules on access and benefit- sharing for traditional knowledge | 数智化适配性主要缺口 Main gaps in Digital & AI adaptability |
|---|---|---|---|---|---|
| 《生物多样性公约》 Convention on Biological Diversity (CBD) | 基础国际条约, 统筹生物多样性保护与可持续利用 A foundational international treaty governing the conservation and sustainable use of biological diversity | - | 国家主权原则; 事先知情同意与共同商定条件规则 Principle of national sovereignty; prior informed consent and mutually agreed terms regimes | 承认传统知识重要性 Recognizes the significance of traditional knowledge | 缺乏人工智能场景“获取” “惠益”的界定标准 Lacks defined criteria for “access” and “benefits” under artificial intelligence scenarios |
| 《名古屋议定书》 Nagoya Protocol | CBD补充法律文件, 细化获取与惠益分享规则 Supplementary legal instrument to the CBD that elaborates access and benefit-sharing rules | 补充并细化CBD中获取与惠益分享规定 Supplements and elaborates the access and benefit-sharing provisions of the CBD | 提供获取与惠益分享法律框架; 明确经济与非经济惠益形式 Establishes a legal framework for access and benefit-sharing; defines monetary and non-monetary benefits | 确保土著和地方社区的PIC与惠益分享 Guarantees PIC and benefit-sharing for indigenous and local communities | 未覆盖数字化传统 知识的获取与惠益 分享规则 Fails to cover access and benefit-sharing rules for digitized traditional knowledge |
| 《粮食和农业植物遗传资源国际条约》 International Treaty on Plant Genetic Resources for Food and Agriculture (ITPGRFA) | 专注于粮农植物遗传资源的国际法律框架 International legal framework focusing on plant genetic resources for food and agriculture | 与CBD相辅相成, 侧重粮农植物遗传资源 Complementary to the CBD, with a special focus on agricultural plant genetic resources | 多边获取与惠益分享系统; 设立多边惠益分享基金 Multilateral access and benefit-sharing system set up a multilateral benefit-sharing fund | 涉及与粮农相关的传统知识保护利用 Covers the conservation and utilization of food and agriculture related traditional knowledge | 多边系统未对接人工智能数据追溯平台 The multilateral system is not linked to AI data traceability platforms |
| 《与贸易相关的知识产权协定》 Agreement on Trade-Related Aspects of Intellectual Property Rights (TRIPS) | 世贸组织管辖的多边贸易协定, 聚焦知识产权保护 Multilateral trade agreement under WTO focusing on intellectual property protection | 知识产权保护与生物多样性保护目标一致 Aligns with the objectives of biodiversity conservation through intellectual property protection | 知识产权商业化惠益, 不专门针对遗传资源 Regulates commercial benefits from intellectual property, with no special provisions for genetic resources | 无专门规定 No dedicated provisions | 未明确人工智能育种成果的知识产权归属 Does not clarify intellectual property ownership of AI-bred crop varieties |
| 《国际植物新品种保护公约》 International Convention for the Protection of New Varieties of Plants (UPOV Convention) | 植物新品种保护及产权相关国际公约 International convention on the protection of new plant varieties and related proprietary rights | CBD在植物新品种保护方面的补充 CBD as complement to the new plant variety protection system | 植物新品种商业利用相关惠益分享 Benefit-sharing related to the commercial utilization of new plant varieties | 涉及与植物新品种相关的传统知识保护问题 Addresses issues on protecting traditional knowledge associated with new plant varieties | 缺乏算法育种与传统品种权益的协调规则 Lacks coordination rules for algorithmic breeding and rights to traditional varieties |
表1 获取与惠益分享相关国际条约的核心规则及数智化适配性比较
Table 1 Core rules relevant international treaties on access and benefit-sharing and comparison of their digital adaptability
| 项目 Item | 公约要旨 Core objective | 与CBD关系 Relationship with CBD | 遗传资源获取与惠益分享核心规则 Core rules on access and benefit-sharing of genetic resources | 传统知识获取与惠益分享规则 Rules on access and benefit- sharing for traditional knowledge | 数智化适配性主要缺口 Main gaps in Digital & AI adaptability |
|---|---|---|---|---|---|
| 《生物多样性公约》 Convention on Biological Diversity (CBD) | 基础国际条约, 统筹生物多样性保护与可持续利用 A foundational international treaty governing the conservation and sustainable use of biological diversity | - | 国家主权原则; 事先知情同意与共同商定条件规则 Principle of national sovereignty; prior informed consent and mutually agreed terms regimes | 承认传统知识重要性 Recognizes the significance of traditional knowledge | 缺乏人工智能场景“获取” “惠益”的界定标准 Lacks defined criteria for “access” and “benefits” under artificial intelligence scenarios |
| 《名古屋议定书》 Nagoya Protocol | CBD补充法律文件, 细化获取与惠益分享规则 Supplementary legal instrument to the CBD that elaborates access and benefit-sharing rules | 补充并细化CBD中获取与惠益分享规定 Supplements and elaborates the access and benefit-sharing provisions of the CBD | 提供获取与惠益分享法律框架; 明确经济与非经济惠益形式 Establishes a legal framework for access and benefit-sharing; defines monetary and non-monetary benefits | 确保土著和地方社区的PIC与惠益分享 Guarantees PIC and benefit-sharing for indigenous and local communities | 未覆盖数字化传统 知识的获取与惠益 分享规则 Fails to cover access and benefit-sharing rules for digitized traditional knowledge |
| 《粮食和农业植物遗传资源国际条约》 International Treaty on Plant Genetic Resources for Food and Agriculture (ITPGRFA) | 专注于粮农植物遗传资源的国际法律框架 International legal framework focusing on plant genetic resources for food and agriculture | 与CBD相辅相成, 侧重粮农植物遗传资源 Complementary to the CBD, with a special focus on agricultural plant genetic resources | 多边获取与惠益分享系统; 设立多边惠益分享基金 Multilateral access and benefit-sharing system set up a multilateral benefit-sharing fund | 涉及与粮农相关的传统知识保护利用 Covers the conservation and utilization of food and agriculture related traditional knowledge | 多边系统未对接人工智能数据追溯平台 The multilateral system is not linked to AI data traceability platforms |
| 《与贸易相关的知识产权协定》 Agreement on Trade-Related Aspects of Intellectual Property Rights (TRIPS) | 世贸组织管辖的多边贸易协定, 聚焦知识产权保护 Multilateral trade agreement under WTO focusing on intellectual property protection | 知识产权保护与生物多样性保护目标一致 Aligns with the objectives of biodiversity conservation through intellectual property protection | 知识产权商业化惠益, 不专门针对遗传资源 Regulates commercial benefits from intellectual property, with no special provisions for genetic resources | 无专门规定 No dedicated provisions | 未明确人工智能育种成果的知识产权归属 Does not clarify intellectual property ownership of AI-bred crop varieties |
| 《国际植物新品种保护公约》 International Convention for the Protection of New Varieties of Plants (UPOV Convention) | 植物新品种保护及产权相关国际公约 International convention on the protection of new plant varieties and related proprietary rights | CBD在植物新品种保护方面的补充 CBD as complement to the new plant variety protection system | 植物新品种商业利用相关惠益分享 Benefit-sharing related to the commercial utilization of new plant varieties | 涉及与植物新品种相关的传统知识保护问题 Addresses issues on protecting traditional knowledge associated with new plant varieties | 缺乏算法育种与传统品种权益的协调规则 Lacks coordination rules for algorithmic breeding and rights to traditional varieties |
图1 人工智能背景下中国实施《生物多样性公约》获取与惠益分享制度的背景、挑战及优化路径
Fig. 1 Background, challenges and optimization pathways for China’s implementation of the access and benefit-sharing system under the Convention on Biological Diversity in the context of artificial intelligence
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