生物多样性 ›› 2019, Vol. 27 ›› Issue (1): 64-75. DOI: 10.17520/biods.2018176
所属专题: 钱江源国家公园生物多样性保护与管理
李双1,孙孝平1,方彦君2,张银龙1,*(),曹铭昌3,*()
收稿日期:
2018-06-25
接受日期:
2018-10-24
出版日期:
2019-01-20
发布日期:
2019-03-15
通讯作者:
张银龙,曹铭昌
基金资助:
Li Shuang1,Sun Xiaoping1,Fang Yanjun2,Zhang Yinlong1,*(),Cao Mingchang3,*()
Received:
2018-06-25
Accepted:
2018-10-24
Online:
2019-01-20
Published:
2019-03-15
Contact:
Zhang Yinlong,Cao Mingchang
摘要:
本研究以钱江源国家公园体制试点区(以下简称为钱江源国家公园)为例, 基于可持续生计分析框架, 构建农户生计资本评价指标体系, 运用熵权法、聚类分析和空间自相关分析, 开展钱江源国家公园农户生计资本评价, 并对其空间分布和集聚特征进行分析。结果表明: (1)不同农户类型的生计资本均值呈现非农户 > 兼业户 > 纯农户, 非农户的人力资本、社会资本和物质资本远高于兼业户和纯农户; (2)不同农户类型资产等级划分差异显著, 纯农户的中低资产较多, 非农户的高资产较多, 生计资本与生计活动类型密切相关; (3)农户生计资本总量在空间上呈现由西南向东北递增的趋势, 何田乡生计资本较为均衡, 齐溪镇、长虹乡和苏庄镇的生计资本搭配不合理; (4)不同功能区农户生计资本分布与功能定位和管理强度相关; (5)自然资本呈现显著空间自相关性, 其余资本及总量空间自相关性不显著。最后, 为改善钱江源国家公园农户生计状况提出了相关建议。
李双,孙孝平,方彦君,张银龙,曹铭昌 (2019) 钱江源国家公园体制试点区农户生计资本评价及其空间特征. 生物多样性, 27, 64-75. DOI: 10.17520/biods.2018176.
Li Shuang,Sun Xiaoping,Fang Yanjun,Zhang Yinlong,Cao Mingchang (2019) Evaluation of the spatial characteristics of farmer livelihood assets in the Qianjiangyuan National Park pilot. Biodiversity Science, 27, 64-75. DOI: 10.17520/biods.2018176.
资本类型 Asset type | 生计资本测量指标 Indicator | 指标解释与赋值 Interpretation and assignment | 指标权重 Weight |
---|---|---|---|
人力资本 Human asset | 户主受教育水平 Head of household education level | 文盲 Illiteracy (0), 小学 Primary (1), 初中 Middle (2), 高中/中专 Senior/ Secondary (3), 大学/大专 College/Junior (4) | 0.069 |
户主健康水平 Head of household health level | 健康 Healthy (3), 一般 General (2), 疾病 Illness (1) | 0.132 | |
家庭人均教育 Family per capita education | 户内成员受教育水平平均值 Average education level of members | 0.054 | |
劳动力比 Labor ratio | 劳动力人数占家庭总人口数的比例 Ratio of the number of labors in the household | 0.1 | |
是否有手艺技术 Craft technology | 没有 No (0), 有 Yes (1) | 0.344 | |
是否参加过农业培训 Agricultural training | 没有 No (0), 有 Yes (1) | 0.301 | |
自然资本 Natural asset | 耕地面积(亩) Cultivated area (mu) | 实际可耕种的耕地面积 Actual arable land area | 0.056 |
园地面积(亩) Garden area (mu) | 包括果园和茶园 Orchards and tea plantations | 0.062 | |
林地面积(亩) Forest area (mu) | 农户占有林地 Own forestland | 0.074 | |
耕地质量 Cultivated land quality | 很差 Worse (0), 差 Poor (0.25), 一般 General (0.5), 好 Good (0.75), 很好 Well (1) | 0.166 | |
园地质量 Garden quality | 很差 Worse (0), 差 Poor (0.25), 一般 General (0.5), 好 Good (0.75), 很好 Well (1) | 0.287 | |
林地质量 Forest quality | 很差 Worse (0), 差 Poor (0.25), 一般 General (0.5), 好 Good (0.75), 很好 Well (1) | 0.355 | |
物质资本 Physical asset | 房屋建成面积 Housing built up area (m2) | < 50 (1), 50-100 (2), 100-200 (3), > 200 (4) | 0.186 |
房屋建筑年限 House construction period (year) | < 5 (1), 5-10 (0.8), 10-20 (0.6), 20-30 (0.4), 30-50 (0.2), > 50 (0) | 0.554 | |
户均牲畜养殖数量 Livestock per household | 每户拥有的鸡、鸭、鹅、猪、牛、羊等数量 Number of chickens, ducks, geese, pigs, cows, sheep, etc. in each household | 0.118 | |
户均物质资产数量 Material assets per household | 每户拥有的小汽车、摩托车、电脑、电冰箱、洗衣机、空调等数量 The number of cars, motorcycles, computers, refrigerators, washing machines and air conditioners in each household | 0.057 | |
基础设施满意程度 Infrastructure satisfaction | 很差 Worse (0), 差 Poor (0.25), 一般 General (0.5), 好 Good (0.75), 很好 Well (1) | 0.085 | |
金融资本 Financial asset | 户均年现金收入 Annual household income (yuan) | 每年现金均收入 Annual cash income | 0.034 |
是否借贷 Loan asset | 无 No (0), 有 Yes (1) | 0.396 | |
办理贷款方便程度 Convenience of loan | 方便 Convenient (1), 一般 General (0.5), 不方便 Inconvenient (0) | 0.291 | |
是否有政府补贴 Government subsidies | 有 Yes (1), 无 No (0) | 0.279 | |
社会资本 Social asset | 是否参加农村合作社 Rural cooperatives | 否 No (0), 是 Yes (1) | 0.226 |
是否有亲戚在政府任职 Relatives serve in the government | 否 No (0), 是 Yes (1) | 0.24 | |
家里是否有村民委员会成员 Village committee members per household | 否 No (0), 是 Yes (1) | 0.308 | |
每年人情往来费 Annual exchange fee (yuan) | < 2,000 (0), 2,000-5,000 (0.25), 5,000-10,000 (0.5), 10,000-20,000 (0.75), > 20,000 (1) | 0.126 | |
每月通讯费用 Monthly communication fee (yuan) | < 30 (0), 30-60 (0.25), 60-100 (0.5), 100-150 (0.75), > 150 (1) | 0.1 |
表1 钱江源国家公园体制试点区农户生计资本指标体系及权重
Table 1 Indicator system and weights of farmer households’ livelihood assets in Qianjiangyuan National Park pilot
资本类型 Asset type | 生计资本测量指标 Indicator | 指标解释与赋值 Interpretation and assignment | 指标权重 Weight |
---|---|---|---|
人力资本 Human asset | 户主受教育水平 Head of household education level | 文盲 Illiteracy (0), 小学 Primary (1), 初中 Middle (2), 高中/中专 Senior/ Secondary (3), 大学/大专 College/Junior (4) | 0.069 |
户主健康水平 Head of household health level | 健康 Healthy (3), 一般 General (2), 疾病 Illness (1) | 0.132 | |
家庭人均教育 Family per capita education | 户内成员受教育水平平均值 Average education level of members | 0.054 | |
劳动力比 Labor ratio | 劳动力人数占家庭总人口数的比例 Ratio of the number of labors in the household | 0.1 | |
是否有手艺技术 Craft technology | 没有 No (0), 有 Yes (1) | 0.344 | |
是否参加过农业培训 Agricultural training | 没有 No (0), 有 Yes (1) | 0.301 | |
自然资本 Natural asset | 耕地面积(亩) Cultivated area (mu) | 实际可耕种的耕地面积 Actual arable land area | 0.056 |
园地面积(亩) Garden area (mu) | 包括果园和茶园 Orchards and tea plantations | 0.062 | |
林地面积(亩) Forest area (mu) | 农户占有林地 Own forestland | 0.074 | |
耕地质量 Cultivated land quality | 很差 Worse (0), 差 Poor (0.25), 一般 General (0.5), 好 Good (0.75), 很好 Well (1) | 0.166 | |
园地质量 Garden quality | 很差 Worse (0), 差 Poor (0.25), 一般 General (0.5), 好 Good (0.75), 很好 Well (1) | 0.287 | |
林地质量 Forest quality | 很差 Worse (0), 差 Poor (0.25), 一般 General (0.5), 好 Good (0.75), 很好 Well (1) | 0.355 | |
物质资本 Physical asset | 房屋建成面积 Housing built up area (m2) | < 50 (1), 50-100 (2), 100-200 (3), > 200 (4) | 0.186 |
房屋建筑年限 House construction period (year) | < 5 (1), 5-10 (0.8), 10-20 (0.6), 20-30 (0.4), 30-50 (0.2), > 50 (0) | 0.554 | |
户均牲畜养殖数量 Livestock per household | 每户拥有的鸡、鸭、鹅、猪、牛、羊等数量 Number of chickens, ducks, geese, pigs, cows, sheep, etc. in each household | 0.118 | |
户均物质资产数量 Material assets per household | 每户拥有的小汽车、摩托车、电脑、电冰箱、洗衣机、空调等数量 The number of cars, motorcycles, computers, refrigerators, washing machines and air conditioners in each household | 0.057 | |
基础设施满意程度 Infrastructure satisfaction | 很差 Worse (0), 差 Poor (0.25), 一般 General (0.5), 好 Good (0.75), 很好 Well (1) | 0.085 | |
金融资本 Financial asset | 户均年现金收入 Annual household income (yuan) | 每年现金均收入 Annual cash income | 0.034 |
是否借贷 Loan asset | 无 No (0), 有 Yes (1) | 0.396 | |
办理贷款方便程度 Convenience of loan | 方便 Convenient (1), 一般 General (0.5), 不方便 Inconvenient (0) | 0.291 | |
是否有政府补贴 Government subsidies | 有 Yes (1), 无 No (0) | 0.279 | |
社会资本 Social asset | 是否参加农村合作社 Rural cooperatives | 否 No (0), 是 Yes (1) | 0.226 |
是否有亲戚在政府任职 Relatives serve in the government | 否 No (0), 是 Yes (1) | 0.24 | |
家里是否有村民委员会成员 Village committee members per household | 否 No (0), 是 Yes (1) | 0.308 | |
每年人情往来费 Annual exchange fee (yuan) | < 2,000 (0), 2,000-5,000 (0.25), 5,000-10,000 (0.5), 10,000-20,000 (0.75), > 20,000 (1) | 0.126 | |
每月通讯费用 Monthly communication fee (yuan) | < 30 (0), 30-60 (0.25), 60-100 (0.5), 100-150 (0.75), > 150 (1) | 0.1 |
农户类型 Household type | 资本总量 Total assets | 高资产户户数 No. of high-capital household (%) | 中资产户户数 No. of middle-capital household (%) | 低资产户户数 No. of low-capital household (%) | 总户数 Total households |
---|---|---|---|---|---|
纯农户 Pure farmer | 2.085 | 6 (15) | 16 (40) | 18 (45) | 40 |
兼业户 Concurrent household | 2.177 | 32 (25) | 53 (41.4) | 43 (33.6) | 128 |
非农户 Non-agricultural household | 2.374 | 17 (32.7) | 23 (44.2) | 12 (23.1) | 52 |
表2 不同农户类型生计资本等级划分
Table 2 Classifications of livelihood assets of different types of farmer households
农户类型 Household type | 资本总量 Total assets | 高资产户户数 No. of high-capital household (%) | 中资产户户数 No. of middle-capital household (%) | 低资产户户数 No. of low-capital household (%) | 总户数 Total households |
---|---|---|---|---|---|
纯农户 Pure farmer | 2.085 | 6 (15) | 16 (40) | 18 (45) | 40 |
兼业户 Concurrent household | 2.177 | 32 (25) | 53 (41.4) | 43 (33.6) | 128 |
非农户 Non-agricultural household | 2.374 | 17 (32.7) | 23 (44.2) | 12 (23.1) | 52 |
资本类型 Asset type | 行政村 Administrative village |
---|---|
人力资本缺乏型 Lack of human asset | 高升村, 仁宗坑村, 库坑村, 苏庄村, 上村, 溪西村, 霞川村 Gaosheng, Renzongkeng, Kukeng, Suzhuang, Shangcun, Xixi, Xiachuan |
自然资本缺乏型 Lack of natural asset | 古田村, 霞川村, 唐头村, 苏庄村, 余村, 横中村, 库坑村 Gutian, Xiachuan, Tangtou, Suzhuang, Yucun, Hengzhong, Kukeng |
物质资本缺乏型 Lack of physical asset | 余村 Yucun |
金融资本缺乏型 Lack of financial asset | 唐头村, 溪西村, 里秧田村, 仁宗坑村, 高升村, 左溪村 Tangtou, Xixi, Liyangtian, Renzongkeng, Gaosheng, Zuoxi |
社会资本缺乏型 Lack of social asset | 左溪村 Zuoxi |
多种资本缺乏型 Multiple assets shortage | 高升村, 仁宗坑村, 库坑村, 苏庄村, 溪西村, 霞川村, 唐头村, 余村, 左溪村 Gaosheng, Renzongkeng, Kukeng, Suzhuang, Xixi, Xiachuan, Tangtou, Yucun, Zuoxi |
资本搭配合理型 Reasonable asset allocation | 齐溪村, 陆联村, 龙坑村, 田畈村, 真子坑村, 毛坦村 Qixi, Lulian, Longkeng, Tianfan, Zhenzikeng, Maotan |
表3 各行政村农户生计资本类型
Table 3 Classifications of households’ livelihood assets of each administrative village
资本类型 Asset type | 行政村 Administrative village |
---|---|
人力资本缺乏型 Lack of human asset | 高升村, 仁宗坑村, 库坑村, 苏庄村, 上村, 溪西村, 霞川村 Gaosheng, Renzongkeng, Kukeng, Suzhuang, Shangcun, Xixi, Xiachuan |
自然资本缺乏型 Lack of natural asset | 古田村, 霞川村, 唐头村, 苏庄村, 余村, 横中村, 库坑村 Gutian, Xiachuan, Tangtou, Suzhuang, Yucun, Hengzhong, Kukeng |
物质资本缺乏型 Lack of physical asset | 余村 Yucun |
金融资本缺乏型 Lack of financial asset | 唐头村, 溪西村, 里秧田村, 仁宗坑村, 高升村, 左溪村 Tangtou, Xixi, Liyangtian, Renzongkeng, Gaosheng, Zuoxi |
社会资本缺乏型 Lack of social asset | 左溪村 Zuoxi |
多种资本缺乏型 Multiple assets shortage | 高升村, 仁宗坑村, 库坑村, 苏庄村, 溪西村, 霞川村, 唐头村, 余村, 左溪村 Gaosheng, Renzongkeng, Kukeng, Suzhuang, Xixi, Xiachuan, Tangtou, Yucun, Zuoxi |
资本搭配合理型 Reasonable asset allocation | 齐溪村, 陆联村, 龙坑村, 田畈村, 真子坑村, 毛坦村 Qixi, Lulian, Longkeng, Tianfan, Zhenzikeng, Maotan |
行政村 Administrative village | 所属乡镇 Township | 人力资本 Human asset | 自然资本 Natural asset | 物质资本 Physical asset | 金融资本 Financial asset | 社会资本 Social asset | 资本总量 Total assets | 排名 Rank |
---|---|---|---|---|---|---|---|---|
横中 Hengzhong | 苏庄镇 Suzhuang | 0.651 | 0.340 | 0.521 | 0.552 | 0.686 | 2.750 | 1 |
里秧田 Liyangtian | 齐溪镇 Qixi | 0.694 | 0.513 | 0.530 | 0.224 | 0.630 | 2.590 | 2 |
真子坑 Zhenzikeng | 长虹乡 Changhong | 0.648 | 0.398 | 0.398 | 0.593 | 0.467 | 2.503 | 3 |
上村 Shangcun | 齐溪镇 Qixi | 0.541 | 0.460 | 0.573 | 0.306 | 0.484 | 2.363 | 4 |
陆联 Lulian | 何田乡 Hetian | 0.646 | 0.442 | 0.508 | 0.326 | 0.419 | 2.341 | 5 |
田畈 Tianfan | 何田乡 Hetian | 0.632 | 0.468 | 0.488 | 0.328 | 0.421 | 2.337 | 6 |
齐溪 Qixi | 齐溪镇 Qixi | 0.776 | 0.512 | 0.412 | 0.277 | 0.351 | 2.329 | 7 |
龙坑 Longkeng | 何田乡 Hetian | 0.589 | 0.428 | 0.393 | 0.343 | 0.552 | 2.305 | 8 |
毛坦 Maotan | 苏庄镇 Suzhuang | 0.693 | 0.414 | 0.385 | 0.344 | 0.451 | 2.287 | 9 |
库坑 Kukeng | 长虹乡 Changhong | 0.526 | 0.348 | 0.468 | 0.371 | 0.476 | 2.188 | 10 |
左溪 Zuoxi | 齐溪镇 Qixi | 0.749 | 0.483 | 0.446 | 0.258 | 0.215 | 2.151 | 11 |
古田 Gutian | 苏庄镇 Suzhuang | 0.611 | 0.262 | 0.455 | 0.292 | 0.445 | 2.065 | 12 |
仁宗坑 Renzongkeng | 齐溪镇 Qixi | 0.494 | 0.480 | 0.404 | 0.225 | 0.456 | 2.059 | 13 |
苏庄 Suzhuang | 苏庄镇 Suzhuang | 0.530 | 0.300 | 0.416 | 0.312 | 0.489 | 2.047 | 14 |
溪西 Xixi | 苏庄镇 Suzhuang | 0.543 | 0.430 | 0.454 | 0.171 | 0.423 | 2.020 | 15 |
余村 Yucun | 苏庄镇 Suzhuang | 0.689 | 0.315 | 0.202 | 0.304 | 0.485 | 1.995 | 16 |
唐头 Tangtou | 苏庄镇 Suzhuang | 0.637 | 0.296 | 0.431 | 0.169 | 0.461 | 1.994 | 17 |
霞川 Xiachuan | 长虹乡 Changhong | 0.560 | 0.273 | 0.317 | 0.430 | 0.387 | 1.967 | 18 |
高升 Gaosheng | 何田乡 Hetian | 0.478 | 0.380 | 0.435 | 0.257 | 0.408 | 1.958 | 19 |
表4 各行政村农户生计资本排序
Table 4 Levels of households’ livelihood asset of each administrative village
行政村 Administrative village | 所属乡镇 Township | 人力资本 Human asset | 自然资本 Natural asset | 物质资本 Physical asset | 金融资本 Financial asset | 社会资本 Social asset | 资本总量 Total assets | 排名 Rank |
---|---|---|---|---|---|---|---|---|
横中 Hengzhong | 苏庄镇 Suzhuang | 0.651 | 0.340 | 0.521 | 0.552 | 0.686 | 2.750 | 1 |
里秧田 Liyangtian | 齐溪镇 Qixi | 0.694 | 0.513 | 0.530 | 0.224 | 0.630 | 2.590 | 2 |
真子坑 Zhenzikeng | 长虹乡 Changhong | 0.648 | 0.398 | 0.398 | 0.593 | 0.467 | 2.503 | 3 |
上村 Shangcun | 齐溪镇 Qixi | 0.541 | 0.460 | 0.573 | 0.306 | 0.484 | 2.363 | 4 |
陆联 Lulian | 何田乡 Hetian | 0.646 | 0.442 | 0.508 | 0.326 | 0.419 | 2.341 | 5 |
田畈 Tianfan | 何田乡 Hetian | 0.632 | 0.468 | 0.488 | 0.328 | 0.421 | 2.337 | 6 |
齐溪 Qixi | 齐溪镇 Qixi | 0.776 | 0.512 | 0.412 | 0.277 | 0.351 | 2.329 | 7 |
龙坑 Longkeng | 何田乡 Hetian | 0.589 | 0.428 | 0.393 | 0.343 | 0.552 | 2.305 | 8 |
毛坦 Maotan | 苏庄镇 Suzhuang | 0.693 | 0.414 | 0.385 | 0.344 | 0.451 | 2.287 | 9 |
库坑 Kukeng | 长虹乡 Changhong | 0.526 | 0.348 | 0.468 | 0.371 | 0.476 | 2.188 | 10 |
左溪 Zuoxi | 齐溪镇 Qixi | 0.749 | 0.483 | 0.446 | 0.258 | 0.215 | 2.151 | 11 |
古田 Gutian | 苏庄镇 Suzhuang | 0.611 | 0.262 | 0.455 | 0.292 | 0.445 | 2.065 | 12 |
仁宗坑 Renzongkeng | 齐溪镇 Qixi | 0.494 | 0.480 | 0.404 | 0.225 | 0.456 | 2.059 | 13 |
苏庄 Suzhuang | 苏庄镇 Suzhuang | 0.530 | 0.300 | 0.416 | 0.312 | 0.489 | 2.047 | 14 |
溪西 Xixi | 苏庄镇 Suzhuang | 0.543 | 0.430 | 0.454 | 0.171 | 0.423 | 2.020 | 15 |
余村 Yucun | 苏庄镇 Suzhuang | 0.689 | 0.315 | 0.202 | 0.304 | 0.485 | 1.995 | 16 |
唐头 Tangtou | 苏庄镇 Suzhuang | 0.637 | 0.296 | 0.431 | 0.169 | 0.461 | 1.994 | 17 |
霞川 Xiachuan | 长虹乡 Changhong | 0.560 | 0.273 | 0.317 | 0.430 | 0.387 | 1.967 | 18 |
高升 Gaosheng | 何田乡 Hetian | 0.478 | 0.380 | 0.435 | 0.257 | 0.408 | 1.958 | 19 |
生计资本 Livelihood asset | Moran’s I指数 Moran’s I index | 标准化Z(I)(显著性 = 0.01) Sandardization |
---|---|---|
人力资本 Human asset | -0.012 | 0.193 |
自然资本 Natural asset | 0.480 | 2.431 |
物质资本 Physical asset | -0.227 | -0.859 |
金融资本 Financial asset | ~0 | 0.268 |
社会资本 Social asset | 0.053 | 0.542 |
资本总量 Total assets | -0.207 | -0.707 |
表5 农户生计资本的空间自相关系数
Table 5 Spatial intercorrelation of households’ livelihood assets
生计资本 Livelihood asset | Moran’s I指数 Moran’s I index | 标准化Z(I)(显著性 = 0.01) Sandardization |
---|---|---|
人力资本 Human asset | -0.012 | 0.193 |
自然资本 Natural asset | 0.480 | 2.431 |
物质资本 Physical asset | -0.227 | -0.859 |
金融资本 Financial asset | ~0 | 0.268 |
社会资本 Social asset | 0.053 | 0.542 |
资本总量 Total assets | -0.207 | -0.707 |
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