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生物演化过程中的叠加效应与状态转换动力学

王瑞武, 万嘉欢, 田凯文, 惠仓   

  1. 浙江大学生命科学学院, 310058
    云南财经大学统计与数学学院, 650221
    斯泰伦博斯大学,
    理论生态国际促进会,
  • 收稿日期:2026-07-31 修回日期:2026-10-19
  • 通讯作者: 王瑞武

Superposition Effects and State-Transition Dynamics in Biological Evolution

Ruiwu Wang, Jiahuan Wan, Kaiwen Tian, Cang Hui   

  1. , 310058,
    , 650221,
    , ,
  • Received:2026-07-31 Revised:2026-10-19
  • Contact: Ruiwu Wang

摘要: 达尔文自然选择理论能够有效解释谱系分化,但水平基因转移、基因渐渗、表型可塑性、表观遗传和跨物种信息交换等过程表明,生物演化也包含演化路径的连接与融合,而现有理论尚缺乏统一描述分离性与融合性的动力学框架。本文以榕树—榕小蜂操纵实验及相关演化研究发现:不同空间状态或生态过程会导致榕树与榕小蜂系统发生合作—竞争转换、宿主奖励—惩罚策略转变,并导致小蜂与榕树的适合度相关系数从+1波动到-1,存在类似量子力学中的叠加效应。这表明榕小蜂适合度改变不仅源自遗传突变,也可能源自空间的、生态关系的变化,其适合度大小将取决于遗传与空间生态等多个状态通道。基于此,本文提出生物演化的状态转换动力学框架,以生态状态及其转换为基本描述对象,以动态适合度为自然选择作用的直接载体。其核心观点是,行为(表型)状态与遗传状态的变化并非彼此独立:遗传状态构成生物响应生态变化的重要背景,行为和表型响应也可能通过改变生态关系和选择情境,对遗传变异的表达与演化产生反馈,二者因而在不同时间尺度上相互作用,并在状态历史的积累中共同重塑动态适合度和后续状态转移概率。连续的状态转移形成具有历史记忆的演化路径,状态距离与耦合强度决定路径的分离、接近与连接,从而使谱系分化与演化融合成为网络化演化的不同动力学结果。本文将叠加效应界定为同一系统在特定生态状态实现之前具有多个潜在表达状态的形式化状态空间表示,而非量子物理机制;将由状态形成、状态耦合和历史依赖产生的不确定性界定为内生不确定性。该框架为统一理解行为可塑性、遗传演化以及生命之树与生命之网之间的关系提供了新的理论视角。未来需通过操纵实验、长期观测以及非线性或随机状态空间模型检验状态转移概率、反馈强度及该框架的适用边界。

关键词: 状态转换动力学, 生态状态, 动态适合度, 状态耦合, 内生不确定性, 演化融合

Abstract

Background and aims: Darwinian natural selection explains lineage divergence, yet horizontal gene transfer, introgression, phenotypic plasticity, epigenetic inheritance, and interspecific information exchange show that evolutionary trajectories may also connect or integrate. A unified account of divergence and integration is still lacking. Drawing on fig-fig wasp experiments and related research, we propose a state-transition dynamics framework for biological evolution. 

Evidence and framework: In the fig-fig wasp system, spatial configuration, entry history, and ecological relations are associated with shifts between cooperation and competition, host rewards and sanctions, and positive and negative fitness relationships. Because these shifts can occur without changes in the focal genetic background, realized behavior and fitness may reflect spatial and ecological reorganization as well as genetic change. The framework treats ecological states and transitions as basic descriptive units and dynamic fitness as the state-dependent basis of natural selection. 

Core propositions: Changes in behavioral (phenotypic) and genetic states are not independent. Genetic states provide an inherited background for ecological responses; behavioral and phenotypic responses may alter ecological relations and selective contexts, feeding back on the expression and evolutionary consequences of genetic variation. Their cross-timescale interaction and accumulated history may reshape dynamic fitness and subsequent transitions. Recurrent transitions generate paths with historical memory, while state distance and coupling strength influence whether paths remain separate, approach, or connect. Divergence and integration can thus be viewed as outcomes of networked evolution. The superposition effect denotes a formal state-space representation of multiple potential expressions before ecological realization, not a quantum-physical mechanism. Endogenous uncertainty denotes non-uniqueness arising from state formation, coupling, and historical dependence. 

Conclusions and prospects: This framework links behavioral plasticity, genetic evolution, and tree-like and web-like representations of life. As a conceptual proposal, it requires evaluation through experiments, long-term observations, and nonlinear or stochastic state-space models, particularly with respect to transition likelihoods, feedback strength, and applicability.

Key words: state-transition dynamics, ecological state, dynamic fitness, state coupling, endogenous uncertainty, evolutionary integration